Our List Of Services
We do it all. Call for any service not listed below from IT Support to Software to Outsourced Staffing. We love our rural Community Banks. We generally serve the Southwest with local staff but if you're a community institution with trouble finding a service provider we're happy to fill the gap!
Proudly serving Arizona, Colorado, New Mexico, and Texas.
Do you tell your customers to use large national banks? So why use big corporate firms?
Services At a Glance
Quality Control Review
Policy and Procedure Development
Vendor Management and RA
Compliance Audit or Consulting Services
Fair Lending Self Assessment
Training & Compliance Support
Policy, Procedure, and Tool Development
IT Audit/Pen Tests
GLBA Social Engineering
We develop customized audit and compliance schedules with each client based on risk. Clients may select from a list of service with up front costs disclosed. Many new clients find our prices to be more than competitive. Our audit coverage goes well beyond our competitors. Before you select a service provider compare our scope of coverage.
List of Services
Accounting Dept Review
Asset Liability Management
ATMs, Safety and Lighting and ADA Each
Bank Controlled Accounts
BOD Management Supervision
Collections or Cash Items
Commercial Real Estate (CRE)
Debit Cards, Prepaid, Payroll NEW
Deposit Dept Review
Due From or Correspondent Act
Employee Account Review
Finance Dept Review
Garnishment, Reclamation, and Escheatment
GLBA Call NEW
GLBA Email NEW
GLBA Fax NEW
High Level Control Review
Insurance Risk Management
Interest Rate Risk
Instant Issue Debit Cards
Loan Dept Review
Merchant Capture and RDC
Merchant, RDC, Mobile NEW
NDIP: Non Deposit Investment Products
Overdraft Clearing Review
Overdraft Practices Review NEW
Proof and Branch Capture
Remote Deposit Capture:Merchant/Mobile
Quality Control Review
Security and Alarms
Surprise Cash Audit(S)
Trust & Investment Review
Vendor Management Review
Wire Transfer and Operations
Deposit Compliance Monitoring
Equal Opportunity Credit
Fact Act Red Flags/ID Theft
Fair Lending Side by Side
Federal Deposit Insurance
Home Owners Protection Act
Home Owners Protection Act NM
IRS Reporting Requirements (1099/1098)
Reg B. Appraisal Rules NEW
Regulation B: Denials
Overdraft Protection Review
Regulation P: Privacy & GLBA FTC Rules NEW
Regulation BB: CRA
Regulation GG: Internet Gambling
Regulation AA: UDAAP
Regulation C HMDA File Review
Regulation CC and Check 21
Regulation DD: Truth in Savings
Regulation F: Fair Debt Collection Practices Act
Regulation O: Loans to Insiders
Regulation R: Broker Dealers
Regulation U: Loans Secured by Margin Stock
Regulation V: Fair Credit Report Act
Regulation X: RESPA
Regulation Z: Truth in Lending
Right to Financial Privacy
Service Member Relief Act/Military Lending Act
Social Media Compliance NEW
Website Disclosure and Advertising NEW
Website ADA Review Coming Soon
How can you Leverage Our Firm?
Do you need additional compliance staff?
We work with your staff to perform monthly or quarterly monitoring to alleviate the burden on your compliance department for far less than you can hire another staff member. Plus, our staff our experts in all areas.
Do you need help completing an audit schedule?
We can share the workload with monthly, quarterly, or annual reviews.
Do you need help training your new internal audit or compliance staff?
We offer side by side training to get your staff up to speed. We can developed audit plans, programs, and scopes.
Why Hire Us?
Our firm only provides services to financial institutions in the banking industry. We are professionals with one focus to help your institution succeed!
We develop, author, and utilize our own compliance and audit programs. Why select a provider without the knowledge base to develop their own audit programs?